Rules for maintaining the register of registered securities owners Questionnaire of the registered person (for legal entities) Questionnaire of the registered person (for individuals) Instrument of transfer Pledge instruction Instrument of pledge transfer Order on blocking / release of blocking (of transactions on customer account) Order on providing information from the register Order on making amendments (to customer account data) Order on giving notice (on securities write-off/deposit) Order on granting a statement/certificate
Rules of internal document flow and control over maintaining the register of registered securities owners Extract from the register on customer account Extract from the register on pledger account Extract from the register on pledgee account Notice of transaction Certificate of availability of the stated amount of securities on the customer account Historical statement of customer account List of shareholders entitled to participate in the general meeting List of registered persons entitled to obtain yield on securities Incoming documents log book Registration log book
